Risk-based Internal Audit System

We have adopted a risked-based internal audit system since 2018. In accordance with the "Regulations for Risk-based Internal Audit Risk Assessment", the Department of Auditing reviews and improves assessment factors and approaches. The unit organizes annual audits and examinations to reflect internal and external monitoring results, the focus and supervision points of the competent authorities, and the results (risk levels) of risk assessments for all departments. In 2023, we conducted 127 full-scope examinations and 317 targeted examinations (including risk-focused, themed, exams for other business, and FSC-instructed exams)